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Internal Audit Manager - Regulatory Compliance

Our client is a leading global financial services business with a growing internal audit team in New York. They are looking to hire a VP Audit Manager who will cover regulatory compliance controls for the corporate, commercial and investment banking divisions of the bank

What you will do:

• Lead 3rd line internal audits covering the regulatory compliance controls within the corporate, commercial and investment bank of the North America business.
• Organize interviews and briefings with auditees in the 2nd line of defence compliance and risk functions and test the controls used to comply with key local and national regulatory standards.
• Managing and coaching more junior colleagues in their development of sound internal audit skills.
• Provide a framework for continuous monitoring and develop your own understanding of the latest regulatory guidelines and standards.

What we are looking for:

• 6+ years experience in corporate and investment banking internal audit functions.
• Ideally a qualification such as a CIA (although this is not essential).
• Excellent communication and organization skills.
• Deep understanding of FINRA, SEC, OCC, FED regulations and their practical applicability in a banking environment.

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